1
Source data
Needs reviewAuthorities, balances, feeds, source documents and imported records are checked before processing.
Holdings- Load review corporate actions
- Load check holdings
Holdings, market data, corporate actions and strategy checks.
Authorities, balances, feeds, source documents and imported records are checked before processing.
HoldingsTransactions, documents, workpapers and member events are cleared through the practice queue.
Market dataTax, TBAR, reports and audit handoff outputs are prepared only after exception gates pass.
Corporate actions| Item | Owner | Status | Next action |
|---|---|---|---|
| Review corporate actions | Accounting team | Needs review | Review corporate actions and keep the audit handoff trail complete. |
| Check holdings | Accounting team | Needs review | Check holdings and keep the audit handoff trail complete. |