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Source data
Needs reviewAuthorities, balances, feeds, source documents and imported records are checked before processing.
Authority forms- Load check feed status
- Load generate authorities
Bank, broker, wrap and registry feed authorities.
Authorities, balances, feeds, source documents and imported records are checked before processing.
Authority formsTransactions, documents, workpapers and member events are cleared through the practice queue.
Bank and broker feed statusTax, TBAR, reports and audit handoff outputs are prepared only after exception gates pass.
Feed exception queue| Item | Owner | Status | Next action |
|---|---|---|---|
| Check feed status | Accounting team | Needs review | Check feed status and keep the audit handoff trail complete. |
| Generate authorities | Accounting team | Needs review | Generate authorities and keep the audit handoff trail complete. |